Research Analysts play a vital role in the securities market by providing detailed insights and recommendations to guide investment decisions. SEBI regulates their activities under the SEBI (Research Analyst) Regulations, 2014. These regulations cover key areas like qualification requirements, NISM certification, capital adequacy, and compliance guidelines. Analysts must apply for SEBI Research Analyst registration and adhere to strict conditions, ensuring transparency and accountability in their work. Non-compliance can result in penalties, suspension, or debarment, ensuring that SEBI maintains a high standard of professionalism among Research Analysts.
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